VP - Trade Surveillance

Resource Access Management Solutions Pvt. Ltd. (RAMSOL)
  • Mumbai
  • Confidential
  • 10-20 years
  • 05 Feb 2015

  • Senior Management-Operation

  • Banking - Retail
Job Description

Prior management experience preferable
At least 5 years Regulatory or Compliance experience
Working knowledge of using mainstream Surveillance systems preferably SMARTS and Actimize and strong Excel skills.
Strong track record of successful performance in Surveillance in an Investment Bank, Exchange or Regulator.
Good working knowledge of markets with strong Surveillance or monitoring experience.
Very good understanding of key regulations affecting surveillance mandates
Good knowledge of the rules of and trading practices of the main APAC markets.
Good communication skills, ability to interact, lead and work with the business.
Ability to quickly understand and interchange with a variety of other product and technical areas

Managerial experience
2+ years

Academic and professional qualifications
University or relevant experience

Competencies/Skill sets for this job

Trade Surveillance Regulatory Compliance

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