Oversee the day today running of CMS functions in India, acting as a single point of contact for escalations and risk incidents.
Ensure CMS are compliant with their regulatory obligations to the industry regulators. Keep up to date on Industry standards & initiatives, applying this knowledge to our business.
Ensuring the effective design and operation of key controls across the processes and activities that CMS India is accountable or responsible for, including: Regulatory Port Recs Disputes, Core Margin process, Feed & Data and Control functions.
Ensuring CMS conform to all relevant internal and external and policy requirements. Preparing for and managing all CMS audits, risk reviews and regulatory inspections or reviews.
Identifying best practices, by developing and leveraging internal and external networks to identify new and emerging issues. Exploring leading edge control techniques to ensure that the CMS control framework remains robust.
Working with RCOs in maintaining the functional RCSA to ensure that all risks and controls are effectively managed. Ensuring that the RCSA provides an accurate assessment of the control environment and is refreshed periodically.
Represent CMS India at Monthly Risk Round Table meeting. This forum is chaired by India head of Risk & Control where all our risk events will be discussed in detail.
Significant experience of collateral management operations & processes with an emphasis on OTC & FI Repo.