Sr Manager - Risk & Internal Audit - Mutual Fund/asset Management

Impact HR Services Pvt.Ltd
  • Mumbai
  • 10-15 lakh
  • 3-6 years
  • 21 Jul 2015

  • Audit and Assurance

  • IT/ Technology - Software/ Services
Job Description

The role will primarily involve executing or managing client engagements in Risk, Internal Audit, Compliance and Advisory domains. The role is based in Mumbai, however will require travel across India and International Locations. Our client seeks to recruit bright and passionate individuals (Senior Consultant, Deputy Manager) who have relevant work experience and skills in MF/ Asset Management Industry.


- Understanding the client's requirements and writing clear client proposals that articulate the specialized domain skills.

- Conducting interviews with clients (senior staff - CXOs & heads of business units), analysing the facts, establishing hypotheses, & deriving conclusions.

- Delivering concise deliverables that are tailored to the client's business, and requirements, in a timely fashion.

- Track all new Regulatory Requirements (SEBI etc) in the Asset Management Industry and assist in developing client solutions to enable the Firm's Go to Market Strategy.

- Independently execute assignments. Typical assignments will include conducting reviews of internal controls, re-engineering processes, regulatory compliance, enterprise risk management, risk appetite & risk strategy, stress testing, documentation of Standard Operating Procedures etc.

- Establish good relationships with client personnel (at appropriate levels) by understanding client's perspective.

In addition Deputy Manager candidates will be inducted into the following responsibilities:

- Managing the engagement (staff, time, client) to achieve high-quality deliverables, on time. Manage multiple assignments and related project teams.

- Creating new business opportunities by presenting specific value propositions to clients, or preparing collateral packs

- Coaching and mentoring team members providing technical direction and guidance

- Contributing to conscious efforts that promote the engagement economics and hence the overall Group profitability.

- CA (1st attempt preferred) /MBA (from a top tier business school) with a commerce/ risk management background and strong MF/ Asset Management Industry focus would be preferred. Candidates with 3-6 years experience in Mutual Funds/ Asset Management, preferably in internal audit, risk management, consulting, advisory, professional services and/or industry.

- In depth understanding of Mutual Fund/ Asset Management business processes, risk management, internal control & internal audit methodologies, SEBI compliance requirements.

- Proficient in Microsoft Office suite applications. Prior project management and supervisory skills required.

- Strong internal personnel, analytical skills and management skills.

- Good oral and written communication skills including report writing

- Able to maintain professional demeanor in times of high stress. Open to travel as per client requirements. Works well in a team-oriented environment as well as independently.

- Able to multi-task and travel (India and International) as necessary to meet client needs.

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Impact HR Services Pvt.Ltd