Sr Manager - Quality & Risk Management - CA

Phenom Placement
  • Mumbai
  • 10-15 lakh
  • 8-12 years
  • Views
  • 26 Dec 2016

  • Audit and Assurance

  • Accounting/ Taxation/ Audit
Job Description

Role : Quality & Risk Management (QRM)

Qualification : CA with Relevant Experience in Compliance/Risk Management

Brief Responsibilities:

- Person to be part of the internal Risk Management team of the firm and to handle the following job functions in a non-client facing role:

- Act as internal compliance manager

- Conduct periodic compliance checks and prepare reports

- Provide guidance/consultation to client serving teams with company's policies, right from proposal to deliverable stage, viz.

a) Client and Engagement Acceptance,

b) Conflicts,

c) Hospitality and Gifts Involving Clients,

d) Record Retention,

e) Directorships, etc.

- Provide feedback to senior management on Risk Management issues

- Liaise with Global Risk Management teams

- Manage existing, as well as help develop new tools and functionalists based on evolving Risk Management requirement

- Support the firm in maintaining regulatory compliance.

Competencies/Skill sets for this job

Quality Risk Management Liaise Proposal Engagement

Job Posted By

About Organisation

Phenom Placement