Risk Management Professionals

Impact HR Services Pvt.Ltd
  • Mumbai
  • Confidential
  • 5-8 years
  • 175 Views
  • 05 Oct 2015
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  • Risk Management

  • Banking - Corporate
Job Description

Job profile:

* Provide advice and guidance to business on regulatory changes impacting asset management including gap analysis and business impact assessments
* Liaise with Portfolio Managers & Other Investment Staff on regulatory compliance matters
* Provide support in compliance or business-driven projects and initiatives
* Understanding the Group Governance Manual and its implications on the Business Areas and their internal controls
* Support the business areas and business functions in meeting the Group Governance Manual and Turnbull Self certification requirements.
* Carry out Assurance engagements in lead capacity. When performing assurance reviews identify and report opportunities for improvement in the functioning of business processes resulting in efficiencies.
Use of regulatory knowledge, business understanding and expert judgement, to quickly identify underlying issues and escalate issues, where appropriate.
Identify and report opportunities for improvement in the functioning of business processes resulting in efficiencies.
Demonstrate ability to work as part of a team and individually with delivery and write-up of regulatory monitoring reviews on a timely basis and presentation of findings and recommendations to senior management and key business stakeholders
Develop and enhance management information, and dashboard reporting Compliance
Appropriate escalation and tracking of issues as they are identified

Candidate's profile:

* Chartered Accountancy/MBA specializing in Finance/Risk Management /CFA (US)
* 5 to 8 years of experience Asset Management Compliance functions within the Financial Services companies (BFSI sector), Big 4 Accounting/Audit Firms or Big 5 Consulting Firms.
* 6 to 8 years of relevant experience in the areas of financial and operational risk assurance and advisory activities
* International work or consultancy exposure is a MUST.


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Impact HR Services Pvt.Ltd