Manager - Compliance

Disha HR Services Pvt. Ltd
  • Mumbai
  • 10-14 lakh
  • 6-11 years
  • 27 May 2016

  • Audit and Assurance

  • Accounting/ Taxation/ Audit
Job Description

Educational Qualification CA / CS

Previous Experience 6-12 years of experience

Industry to be hired from

Commodities or securities Exchange

Institutional brokering firms

Skills and Knowledge required

Understanding of the regulation

Understanding of exchange operations

Understanding of Audit procedures

Expert Regulatory knowledge

Experience of dealing with regulatory audits

Understanding about SEBI/FMC directives

Ability to discern impact of directives on all parts of the exchange
Competencies (Behavioural Skills) required

High attention to detail

Analytical skills

High degree of integrity

Setting high standard of performance for self and team


Collaboration skills

Demonstrate Ability To Convert Knowledge To Tangible Benefits

Team management

Competencies/Skill sets for this job

Audit Audits Regulatory Analytical Behavioural Regulatory Audits

Job Posted By

About Organisation

Disha HR Services Pvt. Ltd