Manager - Compliance - BFSI

Intellectual Capital
  • Mumbai
  • Confidential
  • 4-5 years
  • 135 Views
  • 13 Oct 2015
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  • Finance/ Accounts, Legal

  • Financial Services/ Capital Markets
Job Description

Our client is a top tier Financial Service and stock Brooking firm and have the following requirements :

- People from Brooking firms Required.

- 4 - 5 years experience in a corporate or a professional service organization for maintaining internal compliance records/information

- Complying with legal requirements

- Following up with internal stakeholders for data

- Framing policy in discussion with senior management

- Hands on proficiency in excel and other relevant software for maintaining data and preparing MIS

- Specifically looking at experience in managing Insider Trading requirement of an organization

- To work with Partner concerned, CFO and COO


Competencies/Skill sets for this job

Financial Service Internal Compliance Legal

Job Posted By

About Organisation

Intellectual Capital