Urgently Looking for Head of Complaince for largest Banking domain

RevRath Inc
  • Bangalore
  • Confidential
  • 15-35 years
  • 1302 Views
  • 15 Mar 2015
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  • Compliance/ Regulatory, Legal, Company Secretary/ Secretarial

  • Banking - Retail, NBFC, Banking - Corporate
Job Description

Job Responsibilities :
* To monitor and ensure that the activities of the organisation are carried out in line within regulatory frame work and ensure all compliances (statutory, legal, regulatory etc.,) are adhered to in a timely and appropriate manner;
* To ensure timely filing of returns prescribed by RBI;
* To handle RBI inspection by co-ordinating with various departments of the company and providing details to the regulator on a timely basis;
* To ensure corporate and regulatory filings with SEBI, RBI, Stock Exchange, and Registrar of Companies;
* To develop a monitoring system (policy, process & checklist) and ensure responsible officers/departments are executing compliance requirements in a timely & appropriate manner;
* To report the status of various compliances to Management & Board on a monthly basis;
* To respond to and / or monitor alleged violations of rules, regulations, policies, procedures, and standards of conduct by evaluating or recommending appropriate actions including investigation, legal action, settlement advise, corrective measures;
* To identify potential areas of compliance vulnerability and risk; develop/implement pre-emptive action plans for problematic areas;
* To collaborate, develop and impart an effective compliance training program(s) for all functions at all levels of the organization;
* To review overall performance of the Compliance Program and take appropriate steps to improve its effectiveness.


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RevRath Inc