Entity - Religare Capital Markets Ltd.
Division: Institutional Equities & Investment Banking Department
Location - Indiabulls Finance Centre, Mumbai
Position - Compliance Officer
Job Responsibilities :
- You will be responsible for role of business and regulatory compliances as required by SEBI, NSE, BSE, clients/stakeholders and other regulatory authorities.
- Establishing, implementing and managing the compliance framework.
- Providing Compliance advice to the business.
- Handling day-to-day Regulatory Compliance.
- Handling BSE, NSE & SEBI Inspection & audit
- Co-coordinating with exchanges for any compliance related issues.
- Handling compliance matters related to investment banking department