Compliance Analyst - Investment Bank

Phenom Placement
  • Bangalore
  • Confidential
  • 1-2 years
  • 323 Views
  • 06 Sep 2016
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  • Compliance/ Regulatory

  • Investment Banking
Job Description

Qualification : CA ( Max 2 attempts in CA Final & IPCC)

Job Profile

Compliance is responsible for developing policies and procedures, surveillance, training, providing advice on anticipated and existing regulations and monitoring employee, client and firm activities. Compliance enables the firm to conduct business with confidence in extremely complex global markets.
Responsibilities:
Understanding of the fundamentals of the financial industry and financial products
Strong communications skills; oral, written and interpretive must be able to comprehend what is said/written and ask probing questions
Attention to detail and strong follow-up skills
Ability to forge strong relationships with colleagues and clients
Possess a general understanding of the current regulatory environment and financial markets and/or securities regulation and rules
Strong analytical and risk assessment skills
Ability to handle multiple tasks simultaneously and work under pressure
Proactive, self motivated and organized
Ability to prioritize and make decisions in a fast paced-environment
Good judgment know when and how to escalate issues
Inquisitive and investigative skills
Experience in financial, legal, accounting or regulatory areas is preferred


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