i You will be responsible for role of business and regulatory compliances as required by SEBI, NSE, BSE, clients/stakeholders and other regulatory authorities.
ii Establishing, implementing and managing the compliance framework.
iii Providing Compliance advice to the business.
iv Handling day-to-day Regulatory Compliance.
v Handling BSE, NSE & SEBI Inspection & audit
vi Co-coordinating with exchanges for any compliance related issues.
vii Handling compliance matters related to investment banking department
Similar compliance experience with SEBI, NSE, BSE, clients/stakeholders and other regulatory authorities