Complaince Officer

Staffio HR
  • Mumbai
  • Confidential
  • 4-9 years
  • 216 Views
  • 19 Oct 2016
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  • Compliance/ Regulatory

  • Banking - Retail, Banking - Corporate
Job Description

i You will be responsible for role of business and regulatory compliances as required by SEBI, NSE, BSE, clients/stakeholders and other regulatory authorities.

ii Establishing, implementing and managing the compliance framework.

iii Providing Compliance advice to the business.

iv Handling day-to-day Regulatory Compliance.

v Handling BSE, NSE & SEBI Inspection & audit

vi Co-coordinating with exchanges for any compliance related issues.

vii Handling compliance matters related to investment banking department

Similar compliance experience with SEBI, NSE, BSE, clients/stakeholders and other regulatory authorities


Job Posted By

HS Sandesh
Talent Evangelist

About Organisation

Staffio HR