SERVICE NETWORK: Internal Audit & Sarbanes Oxley Assistance Services (SOAS)
Monitor the management response to business risks and improve an organizations effectiveness through audits of key business processes and controls.
ROLES & RESPONSIBILITIES:
Performing SOX 404 Audits.
Conducting tests of Design and Implementation and Operating effectiveness of controls.
Reviewing and developing client's custom control catalogues to ensure alignment of test procedures and control language to enhance efficiencies in remote execution of test procedures.
Engagement planning, management, coordination with the team
Manage one or more client engagements and internal teams
Expected to support client service delivery by consistently meeting quality guidelines within the established turnaround times (or allotted budget) for assigned requests.
Project management of engagements and responsible for client interaction
Involved in Process Documentation/Flowcharts and creating SOPs
The responsibilities attributable to this role will include some or all of the following:
Experience in Control assurance and risk management, SOX 404 attestation, Internal Audit engagements.
Prior experience in internal audit, SOX testing and operational and compliance audits
Knowledge of Risk and Controls, SOX lifecycle
Good knowledge and experience in non IT business process controls.
Prior project management experience handling large client engagements
Should have led small to mid-size teams( team size of atleast 3-4 people)
Experience or exposure to Big4 accounting firms/consulting firms is advantageous
Sector experience in Financial services is desirable
Successful candidates will display a combination of the following:
Candidate will be required to interact with colleagues in the US via email, written instructions, phone, or other online collaboration protocols.
Excellent verbal and written communication skills.
Good experience in MS Visio, excel, Power point required.
Experience in MS Acess, IDeA, ACL is desirable
EXPERIENCE & BACKGROUND:
Education Background: Bachelors degree (BBM / BSc / BBA / MCA / BCom / BE) from an accredited college/university or CA/CISA/CIA/MBA Finance.
Experience: 10+ years.
About the team IA & SOAS Team operates from Gurgaon & Bangalore. The Gurgaon team comprises of 20+ members and the Bangalore team comprises of 60+ members.
Reporting to : Director/ Partner
Experience in Leading team of 10-20 resources is required.
HR discussion followed by a technical interaction with the line Manager and a final round with the Director / Partner of the practice. In certain cases there could be an additional round of interviews with the on-shore teams.