Duties / Responsibilities:
Perform trend analysis on operational errors and other risk data (internal/external) to understand common root cause and adequacy of preventative action.
Assist the team in targeted risk assessments; develop process flows and identify potential risks and/or control gaps.
Help implement various components of the corporate operational risk framework including the reporting of monthly key metrics and annual Risk Control Self-Assessments.
Partner with the business team to ensure effective use of trending and process analysis; promote a culture of risk based decision making.
Develop relationships with business and support partners in order to identify and articulate potential risks and to build accountability for resolution of actions identified.
Participate in the development, modification, and execution of policies to ensure effective implementation of operational risk framework and related control/governance activities.
Present program concepts, results of analysis, and potential recommendations to key stakeholders
Assist in the development and roll-out of risk awareness training.
Equivalent to Bachelors degree; Finance, Business or related field.
Asset management experience a must; 5+ years in the industry either in line of business or support function.
Experience in Risk Management, Compliance, and/or Audit a plus.
Working knowledge of operational risk management framework in an asset management business.
Demonstration of strong communication and interaction with all levels of the organization.
Approaches role with sense of urgency and high level of independence.