Regulatory & Internal MIS, Regulatory Research, Compliance Control Testing; Risk Based Supervision co-ordination & support;
Roles and responsibilities:
* Assist in compilation of Regulatory & Internal MIS
* Co-ordination support for onsite Risk Based Supervision.
* Carry out assigned Regulatory research for new regulations/amended regulations under RBI/SEBI
* Compilation & submission of Monthly Dashboards.
* Carry out assigned testing under Compliance Control Plan
* Assist in carrying out testing under Tranche III Risk Based Supervision.
* Co-ordination point with various stakeholders on Compliance related initiatives.
* Assist Territory Compliance Head on Territory Compliance initiatives and actionables.
MBA Fresher can also apply.