AM Ethics Compliance

RIverForest Connections Private Limited
  • Mumbai
  • Confidential
  • 1-3 years
  • 16 Sep 2015

  • Finance/ Accounts

  • Banking - Retail
Job Description

Position Objective:

Regulatory & Internal MIS, Regulatory Research, Compliance Control Testing; Risk Based Supervision co-ordination & support;

Roles and responsibilities:

* Assist in compilation of Regulatory & Internal MIS
* Co-ordination support for onsite Risk Based Supervision.
* Carry out assigned Regulatory research for new regulations/amended regulations under RBI/SEBI
* Compilation & submission of Monthly Dashboards.
* Carry out assigned testing under Compliance Control Plan
* Assist in carrying out testing under Tranche III Risk Based Supervision.
* Co-ordination point with various stakeholders on Compliance related initiatives.
* Assist Territory Compliance Head on Territory Compliance initiatives and actionables.

MBA Fresher can also apply.

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