Manager- Listed Derivative

RIverForest Connections Private Limited
  • Mumbai
  • Confidential
  • 8-13 years
  • Views
  • 23 Apr 2018

  • Finance/ Accounts

  • BPO/ ITES/ Call Centers
Job Description

Responsibility:- To handle settlement functions of listed derivatives and cash equities in the Asian markets as assigned To assist and handle Warrants/CBBCs issuance and settlement, ETF creation / redemption and ADR / GDR / CB conversion in Asian markets To assist and handle ELN issuance processes and documentation To provide our best customer services and support to both our internal and external customers To initiate new ideas / workflows in order to streamline our operations and improve control To ensure appropriate escalation to managers and/or Permanent Control (or Compliance as appropriate) as soon as an issue is identified. To follow properly the internal operational procedure and guidelines of the bankPerform settlement for listed derivatives and cash equities as well as CBBC, Warrants, ETF creation / redemption and ADR / GDR conversion for Asian markets with experience / knowledge Perform trade / position reconciliation duties among different front and back office systems Perform immediate investigation on irregular items such as position breaks / cash breaks or system problems Escalate to managers of any control incident that may cost a loss to the bank Ensure compliance with internal control procedures and policies under the supervision of immediate supervisor Conduct system enhancement testing or involve in new system implementation project if required Streamline the operational procedures, enhance work efficiency and minimize operational risk Provide support to other team members if required Candidate required:- Strong knowledge of Capital Market products especially Cash Equities , ADR,GDR,CB, Listed Derivatives, Equity Linked Notes etc. Listed Derivatives Settlement End to end Settlement APAC Shift (5.30 AM or 6.30 AM) Drop is available


Competencies/Skill sets for this job

ETD Cash Equities Settlements

Job Posted By

Kavita Shermon
Associate Director