AVP - KYC - EDM - BFSI

Ikya Human Capital Solutions Pvt Ltd
  • Mumbai
  • 10-15 lakh
  • 7-12 years
  • Views
  • 16 Dec 2016

  • Compliance/ Regulatory

  • Banking - Retail
Job Description

- Knowledge of Reference Data functions.

- Books Hierarchy, Account Opening process, Call Back Process, Settlement Instructions (Alert / Non Alert) & Mode of Confirmations]

- Interacting with Legal, Credit and middle offices to identify and resolve Data related queries / issues.

- Ensuring all new learning's are document & procedure document is updated regularly MIS reporting. Reviewing capacity and benchmarks.

- Ongoing focus on training and backup plans Adherence to the firm's Business Resiliency plan Ability to lead and manage IT enhancement projects. Reviewing and enhancing controls to ensure risk free operations.

Knowledge & Skills :

- Required Comfortable to work in EMEA shift (2 to 11pm IST).

- Experience of Reference Data domain. (Account Opening and Settlement Instruction maintenance Process)

- Analytical skills and an eye for detail. Project management skills. Understanding risk and controls, legal and compliance requirements.

- Should have conducted AML checks and well versed with the documentation required to develop a profile while executing KYC for AEJ, India, EMEA and US based clients.

- Should be aware of regional & regulatory requirements from KYC perspective.

- Will be responsible to onboard/setup clients post KYC checks are complete and conduct periodic rolling reviews.

- Will be responsible for ensuring risk associated to KYC and Reference data process is well documented and articulated to the senior management.


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