Manager (SOX Implementation,internal Audit & Compliance)

Spectral Consultants
  • Gurgaon
  • 10-15 lakh
  • 5-7 years
  • 333 Views
  • 08 May 2015

  • Finance/ Accounts, Audit and Assurance

  • Accounting/ Taxation/ Audit
Job Description


Responsible for leading and/or assisting in Sox Implementation and Testing, Assist in performing the Annual Risk Assessment, Internal Audits, Process Reviews and control assessments to evaluate the adequacy of overall control environment.Assist with other adhoc requests as assigned by the supervisor.
Lead and manage the projects for Sox 404 implementation for international entites. Responsible for Scoping, Process documentation, Interim and Final testing.
Manage annual Sox calender for international entites, ensure timely testing of controls, follow up on remediations and liase with external auditors for smooth annual testing.
Perform Annual risk assessment and assist in fomalizing an annual audit and compliance calender, Conceptualizing/ Identifying risks at enterprise level.
Leading/participating in scoping the audits, Assisting in the development of an audit plan/ programme and test steps for assigned audit projects
Coordinating and participating in the completion of audit test procedures, performing process and control reviews, agreeing observations, recommendations and target remediation dates with process owners, preparing draft report for managers review
Performing follow up on supervisor comments, providing first level review of workpapers, Making/ assisting in making oral/written presentations to management.
Reviewing policies/procedures/charters and participating/leading any new initiatives related to the ERM department
Coaching and Managing the team.

Desired Profile

Chartered Accountant
Bachelors Degree in Accounting.
Professional certifications such as CIA, CISA etc.
5 + years of Sox and Internal audit experience with Big 4, IT/ITES or multinational companies
Initial 2 years in big 4 and then in industry.
Hands on experience in managing Sox implementation and testing projects
Must have experience of Sox 404 documentation and testing cycles. Knowledge of COSO control framework.
Should have done process reviews, internal audit.Knowledge of FCPA, COSO framework, other laws related to debt collection business.
Proficiency in using Powerpoint, Excel and Word.
Excellent verbal & written communication skills.
Strong knowledge & understanding of internal auditing standards/ techniques as well as general accounting methods, principles and practices.
Strong technical, analytical and problem solving skills.
Strong organizational and multi-tasking skills.
The ability to focus on details and perform all required functions timely and with accuracy.
Willing to travel 40-60% of time


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Spectral Consultants