Qualification - Degree in law
Experience : 3 + years experience in compliance in a corporate law firm
* Reporting to the Head, Legal and Compliance, the Legal and Compliance Officer is responsible for providing Legal support to the Exchange to enable it function efficiently and be responsive to the organizational needs.
Oversee the conduct of annual and adhoc inspections of members and the reporting thereof.
* Provide guidance to the Compliance Officers of member firms.
* Oversee the activities of Compliance Officers.
* Apprise Compliance Officers of new developments in the legal frame work and ensuring their update
* Assisting in the Company Secretarial function of coordinating and arranging Board meetings, committee meetings and compiling minutes whenever required.