Associate - Regulatory Reporting

Phenom Placement
  • Bangalore
  • 10-15 lakh
  • 4-8 years
  • 06 Sep 2016

  • Finance/ Accounts

  • Banking - Retail
Job Description

- Safeguard the reputation of the firm by controlling and supporting the trading divisions, as well as ensuring that they are in compliance with the firm's policies and with the rules/regulations that govern global financial markets

- Understand fund structure under the GSAM business including Hedge funds, Mutual funds, Private Equity funds

- Review financial statements as per the US GAAP requirements for GSAM funds (as applicable)

- Application of regulatory reporting instructions including funds portfolio, notionals for derivatives and perform related activities.

- Identify and analyse best practices supporting broad regulatory reform (including Dodd Frank Act), functional accountabilities and enabling technologies

- Handle regulatory reporting requirements to SEC, Federal Reserve, CFTC, UK FCA (AIFMD) etc.

- Handle reporting requirements to Senior Management

- Work closely with other divisions, including: Fund accounting, Valuation Oversight Team, Product Services, Operations, IT and Trading Divisions

- Work closely with fund administrators and auditors

Skills and Experience required:

- Qualified CA, CPA, CFA or MBA with adequate experience in financial services sector

- Minimum of 4 years- experience

- Basic knowledge of financial statements preparation & review; US GAAP, IFRS knowledge and experience in coordinating with Big 4 accounting firms during audit cycle is desirable.

- Experience of working on a SEC registered company/hedge fund is desirable

- MS Office knowledge (Word, Excel) required

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Phenom Placement