AVP Research Compliance

Golden Opportunities Private Limited
  • Bangalore
  • 10-15 lakh
  • 9-14 years
  • 27 Feb 2015

  • Finance/ Accounts

  • Banking - Retail
Job Description

Industry Banking Domain - Global Research

Looking for professionals with 9+ years experience in the areas of Research Compliance for Global investment banking

Incumbent must have extensive experience in Regulatory Compliance, Risk Management/audits for Research verticals in Investment banking

Incumbent must have good understanding of Banking and financial products

Role will involve acting as a gatekeeper for emails and certain other requests from various stakeholders in different LOBs within the bank, email monitoring, maintaining and monitoring the list of personal account (PA) holdings

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